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SEC Rule 10b5-1
Results: 72

#	Item
31	REGULATORY COMPLIANCE & INSIDER TRADING POLICY SNAP INTERACTIVE, INC. “SNAP” Effective as of May 8, 2013 Add to Reading List Source URL: www.snap-interactive.com Language: English - Date: 2014-01-08 13:47:57 SEC Rule 10b5-1 Economics Financial system Insider trading Financial regulation SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities regulation in the United States Security Stock market United States securities law Corruption
32	ISSN[removed]THE POLITICAL ECONOMY OF INSIDER TRADING LEGISLATION AND ENFORCEMENT: INTERNATIONAL EVIDENCE Add to Reading List Source URL: www.law.harvard.edu Language: English - Date: 2002-03-08 12:36:12 Insider trading Investment Economics Financial system Insider Ivan Boesky SEC Rule 10b5-1 Regulatory economics Corruption Stock market Financial crimes
33	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 15, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 11:48:26 Financial regulation New Deal Securities Act Financial economics Government Securities Exchange Act Securities and Exchange Commission Qualified institutional placement SEC Rule 10b5-1 73rd United States Congress United States Securities and Exchange Commission United States securities law
34	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 15, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-15 11:48:26 Financial regulation New Deal Securities Act Financial economics Government Securities Exchange Act Securities and Exchange Commission Qualified institutional placement SEC Rule 10b5-1 73rd United States Congress United States Securities and Exchange Commission United States securities law
35	DOC Document Add to Reading List Source URL: www.naspp.com Language: English - Date: 2010-01-18 15:18:59 Primary dealers Financial markets SEC Rule 10b5-1 Stock market House of Morgan Securities Citigroup Morgan Stanley Securities Industry and Financial Markets Association Investment Financial economics Finance
36	The Latest on Stock Compensation Trends, Restricted Stock, and Insider Trading Rules Special guest speaker, Bruce Brumberg, Editor-in-Chief of myStockOptions.com Please join us for this multi-part session on stock compe Add to Reading List Source URL: www.naspp.com Language: English - Date: 2006-05-01 19:33:20 Financial economics Investment Employment compensation Corruption Insider trading Employee stock option SEC Rule 10b5-1 Stock Stock market Corporate finance Economics
37	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No[removed]January 15, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-15 11:48:26 Financial regulation New Deal Securities Act Financial economics Government Securities Exchange Act Securities and Exchange Commission Qualified institutional placement SEC Rule 10b5-1 73rd United States Congress United States Securities and Exchange Commission United States securities law
38	Personal Securities and Insider Trading Policy Add to Reading List Source URL: www.amwater.com Language: English - Date: 2015-01-22 16:04:19 Corruption Economics 73rd United States Congress United States Securities and Exchange Commission Insider trading Securities Act SEC Rule 10b-5 Form 144 SEC Rule 10b5-1 United States securities law Financial regulation Financial system
39	ORMAT TECHNOLOGIES, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in Corporation Securities ___________________ This Policy provides guidelines to employees, officers and directors of Add to Reading List Source URL: www.ormat.com Language: English - Date: 2014-07-02 11:09:51 Corruption Insider trading Stock market SEC Rule 10b5-1 Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Corporation Securities and Exchange Commission Law United States securities law Business
40	Whitman v. United States of America, 2014 WL[removed]2014 WL[removed]U.S.) (Appellate Petition, Motion and Filing) Supreme Court of the United States. Douglas F. WHITMAN, Petitioner, v. Add to Reading List Source URL: blogs.reuters.com Language: English - Date: 2014-11-12 16:47:27 Insider trading Financial system Economics Financial economics Chiarella v. United States Securities Exchange Act United States securities law SEC Rule 10b5-1 SEC Rule 10b-5

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